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LLC · Connecticut registry

COWEN EXECUTION SERVICES LLC

LLC in Location not reported, Connecticut · Document #1148181 · Withdrawn

Record reference date: October 18, 2026

Details may be incomplete or outdated. “Not reported” means a usable value is unavailable.

About this record

COWEN EXECUTION SERVICES LLC is a withdrawn Connecticut limited liability company filed on June 30, 2014 (document 1148181). Its registered agent is Secretary of State.

Registration details

Status
WithdrawnRecord reference date: October 18, 2026
Entity type
Limited Liability Company
Filed
June 30, 2014Reported filing date
Document number
1148181
Registration jurisdiction
Connecticut
Principal city + ZIP
Connecticut registry 10022
Registered agent
Secretary of State
Home state
Delaware
Industry (NAICS)
Securities Brokerage (523120) · null
Address
599 LEXINGTON AVENUE, NEW YORK, NY, 10022

Registered agent and officers

Names and roles are reported on filings; matching names do not establish identity or ownership.

Registered agent
Secretary of State

What this status means / annual report due date

Connecticut reports withdrawn status. This describes the registration record; the exact effect depends on the entity type and reason recorded. A past listing does not establish current authority to operate.

Connecticut LLC annual reports are filed January 1 through March 31, starting in the year after registration. Other entity types can have different reporting schedules.

Additional business details

View historical details and available fields

Historical values may differ from the registration summary.

Record reference date: 2026-11-02

Directory details

Names

Legal
COWEN EXECUTION SERVICES LLC
Home Jurisdiction
COWEN EXECUTION SERVICES LLC

Entity

Type
Limited liability company

Registration

Status
Withdrawn
Number
1148181
Citizenship
Foreign
Home Country
US
Formation Place
DE
Home Jurisdiction
DE

Dates

Annual Report Due
2021-03-31
Began Transacting
2014-06-30
Registration
2014-06-30

Addresses

Business · Street 1
599 LEXINGTON AVENUE
Business · City
New York
Business · Country
US
Business · Postal Code
10022
Business · Region
NY
Mailing · Text
599 LEXINGTON AVENUE , ,NEW YORK ,NY ,United States ,10022
Mailing Home Jurisdiction · Text
401 FEDERAL STREET ? SUITE 4, DOVER, DE,
Mailing Home Jurisdiction · Street 1
401 FEDERAL STREET ? SUITE 4
Mailing Home Jurisdiction · City
Dover
Mailing Home Jurisdiction · Region
DE
Office Home Jurisdiction · Text
850 NEW BURTON ROAD SUITE 201, DOVER, DE, 19904, United States
Office Home Jurisdiction · Street 1
850 NEW BURTON ROAD SUITE 201
Office Home Jurisdiction · City
Dover
Office Home Jurisdiction · Region
DE
Office Home Jurisdiction · Postal Code
19904
Office Home Jurisdiction · Country
US

Contacts

Business Email
aslam.tariq@cowen.com

Self Reported Characteristics

Woman Owned
No
Veteran Owned
No
Minority Owned
No
Disability Owned
No
Lgbtqi Owned
No

Industry

Naics Code
Securities Brokerage (523120)

Additional reported values

Other reported details

Id
001t000000hjKuIAAU
Business Type
LLC
Status
Withdrawn
Account Number
1148181
Annual Report Due Date
03/31/2021
Began Transacting in CT
06/30/2014
Citizenship
Foreign
Date Registration
06/30/2014
Formation Place
DE
Woman Owned Organization
false
Veteran Owned Organization
false
Minority Owned Organization
false
Org Owned by Person s with disabilities
false
CREATE DT
2026-11-02 00:22:43.2266667

Names and reported roles

Name
COWEN EXECUTION SERVICES LLC
Business Name in state country
COWEN EXECUTION SERVICES LLC

Addresses and locations

Business Street
599 LEXINGTON AVENUE
Business City
NEW YORK
Business Country
United States
Business ZIP
10022
Business State
NY
Country Formation
United States
State or Territory Formation
DE
Office Jurisdiction Address
850 NEW BURTON ROAD SUITE 201, DOVER, DE, 19904, United States
Office Jurisdiction Business Street
850 NEW BURTON ROAD SUITE 201
Office Jurisdiction Business City
DOVER
Office Jurisdiction Business State
DE
Office Jurisdiction Business Zip Code
19904
Office in Jurisdiction Country
United States

Mailing information

Business Email Address
aslam.tariq@cowen.com
Mailing Address
599 LEXINGTON AVENUE , ,NEW YORK ,NY ,United States ,10022
Mailing Jurisdiction Address
401 FEDERAL STREET ? SUITE 4, DOVER, DE,
Mailing Jurisdiction Business Street
401 FEDERAL STREET ? SUITE 4
Mailing Jurisdiction Business City
DOVER
Mailing Jurisdiction Business State
DE

IRS reported fields and codes

Organization is LGBTQI Owned
false

Industry and classification

NAICS Code
Securities Brokerage (523120)

Record reference date: 2026-10-24

Directory details

Names

Legal
COWEN EXECUTION SERVICES LLC
Home Jurisdiction
COWEN EXECUTION SERVICES LLC

Entity

Type
Limited liability company

Registration

Status
Withdrawn
Number
1148181
Citizenship
Foreign
Home Country
US
Formation Place
DE
Home Jurisdiction
DE

Dates

Annual Report Due
2021-03-31
Began Transacting
2014-06-30
Registration
2014-06-30

Addresses

Business · Street 1
599 LEXINGTON AVENUE
Business · City
New York
Business · Country
US
Business · Postal Code
10022
Business · Region
NY
Mailing · Text
599 LEXINGTON AVENUE , ,NEW YORK ,NY ,United States ,10022
Mailing Home Jurisdiction · Text
401 FEDERAL STREET ? SUITE 4, DOVER, DE,
Mailing Home Jurisdiction · Street 1
401 FEDERAL STREET ? SUITE 4
Mailing Home Jurisdiction · City
Dover
Mailing Home Jurisdiction · Region
DE
Office Home Jurisdiction · Text
850 NEW BURTON ROAD SUITE 201, DOVER, DE, 19904, United States
Office Home Jurisdiction · Street 1
850 NEW BURTON ROAD SUITE 201
Office Home Jurisdiction · City
Dover
Office Home Jurisdiction · Region
DE
Office Home Jurisdiction · Postal Code
19904
Office Home Jurisdiction · Country
US

Contacts

Business Email
aslam.tariq@cowen.com

Self Reported Characteristics

Woman Owned
No
Veteran Owned
No
Minority Owned
No
Disability Owned
No
Lgbtqi Owned
No

Industry

Naics Code
Securities Brokerage (523120)

Additional reported values

Other reported details

Id
001t000000hjKuIAAU
Business Type
LLC
Status
Withdrawn
Account Number
1148181
Annual Report Due Date
03/31/2021
Began Transacting in CT
06/30/2014
Citizenship
Foreign
Date Registration
06/30/2014
Formation Place
DE
Woman Owned Organization
false
Veteran Owned Organization
false
Minority Owned Organization
false
Org Owned by Person s with disabilities
false
CREATE DT
2026-10-24 00:22:32.3866667

Names and reported roles

Name
COWEN EXECUTION SERVICES LLC
Business Name in state country
COWEN EXECUTION SERVICES LLC

Addresses and locations

Business Street
599 LEXINGTON AVENUE
Business City
NEW YORK
Business Country
United States
Business ZIP
10022
Business State
NY
Country Formation
United States
State or Territory Formation
DE
Office Jurisdiction Address
850 NEW BURTON ROAD SUITE 201, DOVER, DE, 19904, United States
Office Jurisdiction Business Street
850 NEW BURTON ROAD SUITE 201
Office Jurisdiction Business City
DOVER
Office Jurisdiction Business State
DE
Office Jurisdiction Business Zip Code
19904
Office in Jurisdiction Country
United States

Mailing information

Business Email Address
aslam.tariq@cowen.com
Mailing Address
599 LEXINGTON AVENUE , ,NEW YORK ,NY ,United States ,10022
Mailing Jurisdiction Address
401 FEDERAL STREET ? SUITE 4, DOVER, DE,
Mailing Jurisdiction Business Street
401 FEDERAL STREET ? SUITE 4
Mailing Jurisdiction Business City
DOVER
Mailing Jurisdiction Business State
DE

IRS reported fields and codes

Organization is LGBTQI Owned
false

Industry and classification

NAICS Code
Securities Brokerage (523120)

Record reference date: 2026-10-23

Directory details

Names

Legal
COWEN EXECUTION SERVICES LLC
Home Jurisdiction
COWEN EXECUTION SERVICES LLC

Entity

Type
Limited liability company

Registration

Status
Withdrawn
Number
1148181
Citizenship
Foreign
Home Country
US
Formation Place
DE
Home Jurisdiction
DE

Dates

Annual Report Due
2021-03-31
Began Transacting
2014-06-30
Registration
2014-06-30

Addresses

Business · Street 1
599 LEXINGTON AVENUE
Business · City
New York
Business · Country
US
Business · Postal Code
10022
Business · Region
NY
Mailing · Text
599 LEXINGTON AVENUE , ,NEW YORK ,NY ,United States ,10022
Mailing Home Jurisdiction · Text
401 FEDERAL STREET ? SUITE 4, DOVER, DE,
Mailing Home Jurisdiction · Street 1
401 FEDERAL STREET ? SUITE 4
Mailing Home Jurisdiction · City
Dover
Mailing Home Jurisdiction · Region
DE
Office Home Jurisdiction · Text
850 NEW BURTON ROAD SUITE 201, DOVER, DE, 19904, United States
Office Home Jurisdiction · Street 1
850 NEW BURTON ROAD SUITE 201
Office Home Jurisdiction · City
Dover
Office Home Jurisdiction · Region
DE
Office Home Jurisdiction · Postal Code
19904
Office Home Jurisdiction · Country
US

Contacts

Business Email
aslam.tariq@cowen.com

Self Reported Characteristics

Woman Owned
No
Veteran Owned
No
Minority Owned
No
Disability Owned
No
Lgbtqi Owned
No

Industry

Naics Code
Securities Brokerage (523120)

Additional reported values

Other reported details

Id
001t000000hjKuIAAU
Business Type
LLC
Status
Withdrawn
Account Number
1148181
Annual Report Due Date
03/31/2021
Began Transacting in CT
06/30/2014
Citizenship
Foreign
Date Registration
06/30/2014
Formation Place
DE
Woman Owned Organization
false
Veteran Owned Organization
false
Minority Owned Organization
false
Org Owned by Person s with disabilities
false
CREATE DT
2026-10-23 00:22:30.2733333

Names and reported roles

Name
COWEN EXECUTION SERVICES LLC
Business Name in state country
COWEN EXECUTION SERVICES LLC

Addresses and locations

Business Street
599 LEXINGTON AVENUE
Business City
NEW YORK
Business Country
United States
Business ZIP
10022
Business State
NY
Country Formation
United States
State or Territory Formation
DE
Office Jurisdiction Address
850 NEW BURTON ROAD SUITE 201, DOVER, DE, 19904, United States
Office Jurisdiction Business Street
850 NEW BURTON ROAD SUITE 201
Office Jurisdiction Business City
DOVER
Office Jurisdiction Business State
DE
Office Jurisdiction Business Zip Code
19904
Office in Jurisdiction Country
United States

Mailing information

Business Email Address
aslam.tariq@cowen.com
Mailing Address
599 LEXINGTON AVENUE , ,NEW YORK ,NY ,United States ,10022
Mailing Jurisdiction Address
401 FEDERAL STREET ? SUITE 4, DOVER, DE,
Mailing Jurisdiction Business Street
401 FEDERAL STREET ? SUITE 4
Mailing Jurisdiction Business City
DOVER
Mailing Jurisdiction Business State
DE

IRS reported fields and codes

Organization is LGBTQI Owned
false

Industry and classification

NAICS Code
Securities Brokerage (523120)

Record reference date: 2026-10-22

Directory details

Names

Legal
COWEN EXECUTION SERVICES LLC
Home Jurisdiction
COWEN EXECUTION SERVICES LLC

Entity

Type
Limited liability company

Registration

Status
Withdrawn
Number
1148181
Citizenship
Foreign
Home Country
US
Formation Place
DE
Home Jurisdiction
DE

Dates

Annual Report Due
2021-03-31
Began Transacting
2014-06-30
Registration
2014-06-30

Addresses

Business · Street 1
599 LEXINGTON AVENUE
Business · City
New York
Business · Country
US
Business · Postal Code
10022
Business · Region
NY
Mailing · Text
599 LEXINGTON AVENUE , ,NEW YORK ,NY ,United States ,10022
Mailing Home Jurisdiction · Text
401 FEDERAL STREET ? SUITE 4, DOVER, DE,
Mailing Home Jurisdiction · Street 1
401 FEDERAL STREET ? SUITE 4
Mailing Home Jurisdiction · City
Dover
Mailing Home Jurisdiction · Region
DE
Office Home Jurisdiction · Text
850 NEW BURTON ROAD SUITE 201, DOVER, DE, 19904, United States
Office Home Jurisdiction · Street 1
850 NEW BURTON ROAD SUITE 201
Office Home Jurisdiction · City
Dover
Office Home Jurisdiction · Region
DE
Office Home Jurisdiction · Postal Code
19904
Office Home Jurisdiction · Country
US

Contacts

Business Email
aslam.tariq@cowen.com

Self Reported Characteristics

Woman Owned
No
Veteran Owned
No
Minority Owned
No
Disability Owned
No
Lgbtqi Owned
No

Industry

Naics Code
Securities Brokerage (523120)

Additional reported values

Other reported details

Id
001t000000hjKuIAAU
Business Type
LLC
Status
Withdrawn
Account Number
1148181
Annual Report Due Date
03/31/2021
Began Transacting in CT
06/30/2014
Citizenship
Foreign
Date Registration
06/30/2014
Formation Place
DE
Woman Owned Organization
false
Veteran Owned Organization
false
Minority Owned Organization
false
Org Owned by Person s with disabilities
false
CREATE DT
2026-10-22 00:23:20.2900000

Names and reported roles

Name
COWEN EXECUTION SERVICES LLC
Business Name in state country
COWEN EXECUTION SERVICES LLC

Addresses and locations

Business Street
599 LEXINGTON AVENUE
Business City
NEW YORK
Business Country
United States
Business ZIP
10022
Business State
NY
Country Formation
United States
State or Territory Formation
DE
Office Jurisdiction Address
850 NEW BURTON ROAD SUITE 201, DOVER, DE, 19904, United States
Office Jurisdiction Business Street
850 NEW BURTON ROAD SUITE 201
Office Jurisdiction Business City
DOVER
Office Jurisdiction Business State
DE
Office Jurisdiction Business Zip Code
19904
Office in Jurisdiction Country
United States

Mailing information

Business Email Address
aslam.tariq@cowen.com
Mailing Address
599 LEXINGTON AVENUE , ,NEW YORK ,NY ,United States ,10022
Mailing Jurisdiction Address
401 FEDERAL STREET ? SUITE 4, DOVER, DE,
Mailing Jurisdiction Business Street
401 FEDERAL STREET ? SUITE 4
Mailing Jurisdiction Business City
DOVER
Mailing Jurisdiction Business State
DE

IRS reported fields and codes

Organization is LGBTQI Owned
false

Industry and classification

NAICS Code
Securities Brokerage (523120)

Record reference date: 2026-10-21

Directory details

Names

Legal
COWEN EXECUTION SERVICES LLC
Home Jurisdiction
COWEN EXECUTION SERVICES LLC

Entity

Type
Limited liability company

Registration

Status
Withdrawn
Number
1148181
Citizenship
Foreign
Home Country
US
Formation Place
DE
Home Jurisdiction
DE

Dates

Annual Report Due
2021-03-31
Began Transacting
2014-06-30
Registration
2014-06-30

Addresses

Business · Street 1
599 LEXINGTON AVENUE
Business · City
New York
Business · Country
US
Business · Postal Code
10022
Business · Region
NY
Mailing · Text
599 LEXINGTON AVENUE , ,NEW YORK ,NY ,United States ,10022
Mailing Home Jurisdiction · Text
401 FEDERAL STREET ? SUITE 4, DOVER, DE,
Mailing Home Jurisdiction · Street 1
401 FEDERAL STREET ? SUITE 4
Mailing Home Jurisdiction · City
Dover
Mailing Home Jurisdiction · Region
DE
Office Home Jurisdiction · Text
850 NEW BURTON ROAD SUITE 201, DOVER, DE, 19904, United States
Office Home Jurisdiction · Street 1
850 NEW BURTON ROAD SUITE 201
Office Home Jurisdiction · City
Dover
Office Home Jurisdiction · Region
DE
Office Home Jurisdiction · Postal Code
19904
Office Home Jurisdiction · Country
US

Contacts

Business Email
aslam.tariq@cowen.com

Self Reported Characteristics

Woman Owned
No
Veteran Owned
No
Minority Owned
No
Disability Owned
No
Lgbtqi Owned
No

Industry

Naics Code
Securities Brokerage (523120)

Additional reported values

Other reported details

Id
001t000000hjKuIAAU
Business Type
LLC
Status
Withdrawn
Account Number
1148181
Annual Report Due Date
03/31/2021
Began Transacting in CT
06/30/2014
Citizenship
Foreign
Date Registration
06/30/2014
Formation Place
DE
Woman Owned Organization
false
Veteran Owned Organization
false
Minority Owned Organization
false
Org Owned by Person s with disabilities
false
CREATE DT
2026-10-21 00:23:06.8533333

Names and reported roles

Name
COWEN EXECUTION SERVICES LLC
Business Name in state country
COWEN EXECUTION SERVICES LLC

Addresses and locations

Business Street
599 LEXINGTON AVENUE
Business City
NEW YORK
Business Country
United States
Business ZIP
10022
Business State
NY
Country Formation
United States
State or Territory Formation
DE
Office Jurisdiction Address
850 NEW BURTON ROAD SUITE 201, DOVER, DE, 19904, United States
Office Jurisdiction Business Street
850 NEW BURTON ROAD SUITE 201
Office Jurisdiction Business City
DOVER
Office Jurisdiction Business State
DE
Office Jurisdiction Business Zip Code
19904
Office in Jurisdiction Country
United States

Mailing information

Business Email Address
aslam.tariq@cowen.com
Mailing Address
599 LEXINGTON AVENUE , ,NEW YORK ,NY ,United States ,10022
Mailing Jurisdiction Address
401 FEDERAL STREET ? SUITE 4, DOVER, DE,
Mailing Jurisdiction Business Street
401 FEDERAL STREET ? SUITE 4
Mailing Jurisdiction Business City
DOVER
Mailing Jurisdiction Business State
DE

IRS reported fields and codes

Organization is LGBTQI Owned
false

Industry and classification

NAICS Code
Securities Brokerage (523120)

Record reference date: 2026-10-20

Directory details

Names

Legal
COWEN EXECUTION SERVICES LLC
Home Jurisdiction
COWEN EXECUTION SERVICES LLC

Entity

Type
Limited liability company

Registration

Status
Withdrawn
Number
1148181
Citizenship
Foreign
Home Country
US
Formation Place
DE
Home Jurisdiction
DE

Dates

Annual Report Due
2021-03-31
Began Transacting
2014-06-30
Registration
2014-06-30

Addresses

Business · Street 1
599 LEXINGTON AVENUE
Business · City
New York
Business · Country
US
Business · Postal Code
10022
Business · Region
NY
Mailing · Text
599 LEXINGTON AVENUE , ,NEW YORK ,NY ,United States ,10022
Mailing Home Jurisdiction · Text
401 FEDERAL STREET ? SUITE 4, DOVER, DE,
Mailing Home Jurisdiction · Street 1
401 FEDERAL STREET ? SUITE 4
Mailing Home Jurisdiction · City
Dover
Mailing Home Jurisdiction · Region
DE
Office Home Jurisdiction · Text
850 NEW BURTON ROAD SUITE 201, DOVER, DE, 19904, United States
Office Home Jurisdiction · Street 1
850 NEW BURTON ROAD SUITE 201
Office Home Jurisdiction · City
Dover
Office Home Jurisdiction · Region
DE
Office Home Jurisdiction · Postal Code
19904
Office Home Jurisdiction · Country
US

Contacts

Business Email
aslam.tariq@cowen.com

Self Reported Characteristics

Woman Owned
No
Veteran Owned
No
Minority Owned
No
Disability Owned
No
Lgbtqi Owned
No

Industry

Naics Code
Securities Brokerage (523120)

Additional reported values

Other reported details

Id
001t000000hjKuIAAU
Business Type
LLC
Status
Withdrawn
Account Number
1148181
Annual Report Due Date
03/31/2021
Began Transacting in CT
06/30/2014
Citizenship
Foreign
Date Registration
06/30/2014
Formation Place
DE
Woman Owned Organization
false
Veteran Owned Organization
false
Minority Owned Organization
false
Org Owned by Person s with disabilities
false
CREATE DT
2026-10-20 00:23:19.3066667

Names and reported roles

Name
COWEN EXECUTION SERVICES LLC
Business Name in state country
COWEN EXECUTION SERVICES LLC

Addresses and locations

Business Street
599 LEXINGTON AVENUE
Business City
NEW YORK
Business Country
United States
Business ZIP
10022
Business State
NY
Country Formation
United States
State or Territory Formation
DE
Office Jurisdiction Address
850 NEW BURTON ROAD SUITE 201, DOVER, DE, 19904, United States
Office Jurisdiction Business Street
850 NEW BURTON ROAD SUITE 201
Office Jurisdiction Business City
DOVER
Office Jurisdiction Business State
DE
Office Jurisdiction Business Zip Code
19904
Office in Jurisdiction Country
United States

Mailing information

Business Email Address
aslam.tariq@cowen.com
Mailing Address
599 LEXINGTON AVENUE , ,NEW YORK ,NY ,United States ,10022
Mailing Jurisdiction Address
401 FEDERAL STREET ? SUITE 4, DOVER, DE,
Mailing Jurisdiction Business Street
401 FEDERAL STREET ? SUITE 4
Mailing Jurisdiction Business City
DOVER
Mailing Jurisdiction Business State
DE

IRS reported fields and codes

Organization is LGBTQI Owned
false

Industry and classification

NAICS Code
Securities Brokerage (523120)

Record reference date: 2026-10-18

Directory details

Names

Legal
COWEN EXECUTION SERVICES LLC
Home Jurisdiction
COWEN EXECUTION SERVICES LLC

Entity

Type
Limited liability company

Registration

Status
Withdrawn
Number
1148181
Citizenship
Foreign
Home Country
US
Formation Place
DE
Home Jurisdiction
DE

Dates

Annual Report Due
2021-03-31
Began Transacting
2014-06-30
Registration
2014-06-30

Addresses

Business · Street 1
599 LEXINGTON AVENUE
Business · City
New York
Business · Country
US
Business · Postal Code
10022
Business · Region
NY
Mailing · Text
599 LEXINGTON AVENUE , ,NEW YORK ,NY ,United States ,10022
Mailing Home Jurisdiction · Text
401 FEDERAL STREET ? SUITE 4, DOVER, DE,
Mailing Home Jurisdiction · Street 1
401 FEDERAL STREET ? SUITE 4
Mailing Home Jurisdiction · City
Dover
Mailing Home Jurisdiction · Region
DE
Office Home Jurisdiction · Text
850 NEW BURTON ROAD SUITE 201, DOVER, DE, 19904, United States
Office Home Jurisdiction · Street 1
850 NEW BURTON ROAD SUITE 201
Office Home Jurisdiction · City
Dover
Office Home Jurisdiction · Region
DE
Office Home Jurisdiction · Postal Code
19904
Office Home Jurisdiction · Country
US

Contacts

Business Email
aslam.tariq@cowen.com

Self Reported Characteristics

Woman Owned
No
Veteran Owned
No
Minority Owned
No
Disability Owned
No
Lgbtqi Owned
No

Industry

Naics Code
Securities Brokerage (523120)

Additional reported values

Other reported details

Id
001t000000hjKuIAAU
Business Type
LLC
Status
Withdrawn
Account Number
1148181
Annual Report Due Date
03/31/2021
Began Transacting in CT
06/30/2014
Citizenship
Foreign
Date Registration
06/30/2014
Formation Place
DE
Woman Owned Organization
false
Veteran Owned Organization
false
Minority Owned Organization
false
Org Owned by Person s with disabilities
false
CREATE DT
2026-10-18 00:24:19.8366667

Names and reported roles

Name
COWEN EXECUTION SERVICES LLC
Business Name in state country
COWEN EXECUTION SERVICES LLC

Addresses and locations

Business Street
599 LEXINGTON AVENUE
Business City
NEW YORK
Business Country
United States
Business ZIP
10022
Business State
NY
Country Formation
United States
State or Territory Formation
DE
Office Jurisdiction Address
850 NEW BURTON ROAD SUITE 201, DOVER, DE, 19904, United States
Office Jurisdiction Business Street
850 NEW BURTON ROAD SUITE 201
Office Jurisdiction Business City
DOVER
Office Jurisdiction Business State
DE
Office Jurisdiction Business Zip Code
19904
Office in Jurisdiction Country
United States

Mailing information

Business Email Address
aslam.tariq@cowen.com
Mailing Address
599 LEXINGTON AVENUE , ,NEW YORK ,NY ,United States ,10022
Mailing Jurisdiction Address
401 FEDERAL STREET ? SUITE 4, DOVER, DE,
Mailing Jurisdiction Business Street
401 FEDERAL STREET ? SUITE 4
Mailing Jurisdiction Business City
DOVER
Mailing Jurisdiction Business State
DE

IRS reported fields and codes

Organization is LGBTQI Owned
false

Industry and classification

NAICS Code
Securities Brokerage (523120)

Download directory record (JSON)

All retained directory fields

Other reported details

Id
14932645
Slug
cowen-execution-services-llc-1148181
Entity type
Limited Liability Company
Entity class
llc
Is foreign
1
Registry
CT
Doc number
1148181
Filed on
2014-06-30
Status
Withdrawn
Is active
0
Domicile
DE
Status known
1
Observed at
2026-10-18T19:49:17.610236+00:00

Addresses and locations

State
CT
City slug
location-not-reported
Address
599 LEXINGTON AVENUE, NEW YORK, NY, 10022
Zip
10022
Location state
NY

Names and reported roles

Name
COWEN EXECUTION SERVICES LLC
City name
Location not reported

Industry and classification

Naics code
Securities Brokerage (523120)

Additional Connecticut registry details

Linked through the registry’s business ID. Agents and principals are reported roles and do not establish beneficial ownership. Contact and residence addresses are labeled as reported.

Record reference date: 2026-10-18.

Registered and alternate business names

Roles are shown as reported. Agents, officers and principals are not automatically owners.

Business names

Registered name
COWEN EXECUTION SERVICES LLC
Name in home jurisdiction
COWEN EXECUTION SERVICES LLC

Complete business master fields

Other reported details

Id
001t000000hjKuIAAU
Business Type
LLC
Status
Withdrawn
Account Number
1148181
Annual Report Due Date
03/31/2021
Began Transacting in CT
06/30/2014
Citizenship
Foreign
Date Registration
06/30/2014
Formation Place
DE
Woman Owned Organization
false
Veteran Owned Organization
false
Minority Owned Organization
false
Org Owned by Person s with disabilities
false
CREATE DT
2026-10-18 00:24:19.8366667

Names and reported roles

Name
COWEN EXECUTION SERVICES LLC
Business Name in state country
COWEN EXECUTION SERVICES LLC

Addresses and locations

Business Street
599 LEXINGTON AVENUE
Business City
NEW YORK
Business Country
United States
Business ZIP
10022
Business State
NY
Country Formation
United States
State or Territory Formation
DE
Office Jurisdiction Address
850 NEW BURTON ROAD SUITE 201, DOVER, DE, 19904, United States
Office Jurisdiction Business Street
850 NEW BURTON ROAD SUITE 201
Office Jurisdiction Business City
DOVER
Office Jurisdiction Business State
DE
Office Jurisdiction Business Zip Code
19904
Office in Jurisdiction Country
United States

Mailing information

Business Email Address
aslam.tariq@cowen.com
Mailing Address
599 LEXINGTON AVENUE , ,NEW YORK ,NY ,United States ,10022
Mailing Jurisdiction Address
401 FEDERAL STREET ? SUITE 4, DOVER, DE,
Mailing Jurisdiction Business Street
401 FEDERAL STREET ? SUITE 4
Mailing Jurisdiction Business City
DOVER
Mailing Jurisdiction Business State
DE

IRS reported fields and codes

Organization is LGBTQI Owned
false

Industry and classification

NAICS Code
Securities Brokerage (523120)

Registered agents (1)

Reported name and role

Roles are shown as reported. Agents, officers and principals are not automatically owners.

Registered agents

Registered agent
Secretary of StateFind records reporting this name →

Parsed registry details

Parties

Reported · Source Type
Secretary of the State
Reported · Name
Secretary of State

Addresses

Business · Text
165 Capitol Ave., P.O. BOX 150470, Hartford, CT, 06115-0470, United States
Business · Street 1
165 Capitol Ave., P.O. BOX 150470
Business · City
Hartford
Business · Region
CT
Business · Postal Code
06115-0470
Business · Country
US

Secretary of State

Other reported details

Business ID
001t000000hjKuIAAU
Reported type
Secretary of the State
Record timestamp
2026-10-18 00:37:04.3200000

Names and reported roles

Reported name
Secretary of State

Addresses and locations

Business address
165 Capitol Ave., P.O. BOX 150470, Hartford, CT, 06115-0470, United States
Business street address 1
165 Capitol Ave., P.O. BOX 150470
Business city
Hartford
Business state
CT
Business zip code
06115-0470
Business country
United States

Showing 1–1 of 1.

Principals (1)

Reported name and role

Roles are shown as reported. Agents, officers and principals are not automatically owners.

Principals and members

Principal
COWEN EXECUTION HOLDCO LLCFind records reporting this name →

Parsed registry details

Parties

Reported · Name
COWEN EXECUTION HOLDCO LLC

Addresses

Business · Street 1
599 LEXINGTON AVENUE
Business · City
New York
Business · Region
NY
Business · Postal Code
10022
Business · Country
US

COWEN EXECUTION HOLDCO LLC

Other reported details

Business ID
001t000000hjKuIAAU
Record timestamp
2026-10-18 00:46:31.5700000

Names and reported roles

Reported name
COWEN EXECUTION HOLDCO LLC

Addresses and locations

Business street address 1
599 LEXINGTON AVENUE
Business city
NEW YORK
Business state
NY
Business zip code
10022
Business country
United States

Showing 1–1 of 1.

Filing history (13)

Parsed registry details

Filing

Name
0006995793
Source Type
Withdrawal
Type
Statement of Withdrawal Registration
Volume
2646
Volume Type
B
Page Count
1
Start Page
281
Physical Filing
No

Dates

Filing
2020-10-05
Effective
2020-10-05

0006995793 · 2020-10-05

Other reported details

Business ID
001t000000hjKuIAAU
Filing date
2020-10-05T00:00:00.000
Effective date
2020-10-05T00:00:00.000
Reported type
Withdrawal
Filing type
Statement of Withdrawal Registration
Volume
2646
Volume type
B
Pages
1
Start page
281
Physical filing
false
Record timestamp
2026-10-01T00:00:00.000

Names and reported roles

Name
0006995793

Parsed registry details

Filing

Name
0006889535
Source Type
Change of Agent Address
Type
Agent Address Change
Physical Filing
Yes

Dates

Filing
2020-04-20
Effective
2020-04-20

0006889535 · 2020-04-20

Other reported details

Business ID
001t000000hjKuIAAU
Filing date
2020-04-20T00:00:00.000
Effective date
2020-04-20T00:00:00.000
Reported type
Change of Agent Address
Filing type
Agent Address Change
Physical filing
true
Record timestamp
2026-10-01T00:00:00.000

Names and reported roles

Name
0006889535

Parsed registry details

Filing

Name
0006744658
Source Type
Annual Report
Type
Annual Report
Report Year
2020
Volume
317
Volume Type
A
Page Count
3
Start Page
403
Physical Filing
No

Dates

Filing
2020-02-06

0006744658 · 2020-02-06

Other reported details

Business ID
001t000000hjKuIAAU
Filing date
2020-02-06T00:00:00.000
Reported type
Annual Report
Filing type
Annual Report
Report year
2020
Volume
317
Volume type
A
Pages
3
Start page
403
Physical filing
false
Record timestamp
2026-10-01T00:00:00.000

Names and reported roles

Name
0006744658

Parsed registry details

Filing

Name
0006573575
Source Type
Change of Agent Address
Type
Agent Address Change
Physical Filing
Yes

Dates

Filing
2019-06-05
Effective
2019-06-05

0006573575 · 2019-06-05

Other reported details

Business ID
001t000000hjKuIAAU
Filing date
2019-06-05T00:00:00.000
Effective date
2019-06-05T00:00:00.000
Reported type
Change of Agent Address
Filing type
Agent Address Change
Physical filing
true
Record timestamp
2026-10-01T00:00:00.000

Names and reported roles

Name
0006573575

Parsed registry details

Filing

Name
0006425127
Source Type
Annual Report
Type
Annual Report
Report Year
2019
Volume
120
Volume Type
A
Page Count
2
Start Page
259
Physical Filing
No

Dates

Filing
2019-03-05

0006425127 · 2019-03-05

Other reported details

Business ID
001t000000hjKuIAAU
Filing date
2019-03-05T00:00:00.000
Reported type
Annual Report
Filing type
Annual Report
Report year
2019
Volume
120
Volume type
A
Pages
2
Start page
259
Physical filing
false
Record timestamp
2026-10-01T00:00:00.000

Names and reported roles

Name
0006425127

Parsed registry details

Filing

Name
0006222338
Source Type
Change of Agent Address
Type
Agent Address Change
Physical Filing
Yes

Dates

Filing
2018-07-24
Effective
2018-07-24

0006222338 · 2018-07-24

Other reported details

Business ID
001t000000hjKuIAAU
Filing date
2018-07-24T00:00:00.000
Effective date
2018-07-24T00:00:00.000
Reported type
Change of Agent Address
Filing type
Agent Address Change
Physical filing
true
Record timestamp
2026-10-01T00:00:00.000

Names and reported roles

Name
0006222338

Parsed registry details

Filing

Name
0006059363
Source Type
Annual Report
Type
Annual Report
Report Year
2018
Volume
2470
Volume Type
B
Page Count
2
Start Page
1013
Physical Filing
No

Dates

Filing
2018-02-07

0006059363 · 2018-02-07

Other reported details

Business ID
001t000000hjKuIAAU
Filing date
2018-02-07T00:00:00.000
Reported type
Annual Report
Filing type
Annual Report
Report year
2018
Volume
2470
Volume type
B
Pages
2
Start page
1013
Physical filing
false
Record timestamp
2026-10-01T00:00:00.000

Names and reported roles

Name
0006059363

Parsed registry details

Filing

Name
0005862675
Source Type
Annual Report
Type
Annual Report
Report Year
2017
Volume
2360
Volume Type
B
Page Count
3
Start Page
159
Physical Filing
No

Dates

Filing
2017-06-08

0005862675 · 2017-06-08

Other reported details

Business ID
001t000000hjKuIAAU
Filing date
2017-06-08T00:00:00.000
Reported type
Annual Report
Filing type
Annual Report
Report year
2017
Volume
2360
Volume type
B
Pages
3
Start page
159
Physical filing
false
Record timestamp
2026-10-01T00:00:00.000

Names and reported roles

Name
0005862675

Parsed registry details

Filing

Name
0005859262
Source Type
Change of Agent
Type
Agent Change
Volume
2358
Volume Type
B
Page Count
2
Start Page
617
Physical Filing
No

Dates

Filing
2017-06-06
Effective
2017-06-06

0005859262 · 2017-06-06

Other reported details

Business ID
001t000000hjKuIAAU
Filing date
2017-06-06T00:00:00.000
Effective date
2017-06-06T00:00:00.000
Reported type
Change of Agent
Filing type
Agent Change
Volume
2358
Volume type
B
Pages
2
Start page
617
Physical filing
false
Record timestamp
2026-10-01T00:00:00.000

Names and reported roles

Name
0005859262

Parsed registry details

Filing

Name
0005859239
Source Type
Amendment
Type
Amend Name
Volume
2358
Volume Type
B
Page Count
2
Start Page
569
Physical Filing
No

Dates

Filing
2017-06-06
Effective
2017-06-06

0005859239 · 2017-06-06

Other reported details

Business ID
001t000000hjKuIAAU
Filing date
2017-06-06T00:00:00.000
Effective date
2017-06-06T00:00:00.000
Reported type
Amendment
Filing type
Amend Name
Volume
2358
Volume type
B
Pages
2
Start page
569
Physical filing
false
Record timestamp
2026-10-01T00:00:00.000

Names and reported roles

Name
0005859239

Parsed registry details

Filing

Name
0005585096
Source Type
Annual Report
Type
Annual Report
Report Year
2016
Volume
2206
Volume Type
B
Page Count
3
Start Page
317
Physical Filing
No

Dates

Filing
2016-06-13

0005585096 · 2016-06-13

Other reported details

Business ID
001t000000hjKuIAAU
Filing date
2016-06-13T00:00:00.000
Reported type
Annual Report
Filing type
Annual Report
Report year
2016
Volume
2206
Volume type
B
Pages
3
Start page
317
Physical filing
false
Record timestamp
2026-10-01T00:00:00.000

Names and reported roles

Name
0005585096

Parsed registry details

Filing

Name
0005348919
Source Type
Annual Report
Type
Annual Report
Report Year
2015
Volume
2074
Volume Type
B
Page Count
3
Start Page
974
Physical Filing
No

Dates

Filing
2015-06-15

0005348919 · 2015-06-15

Other reported details

Business ID
001t000000hjKuIAAU
Filing date
2015-06-15T00:00:00.000
Reported type
Annual Report
Filing type
Annual Report
Report year
2015
Volume
2074
Volume type
B
Pages
3
Start page
974
Physical filing
false
Record timestamp
2026-10-01T00:00:00.000

Names and reported roles

Name
0005348919

Parsed registry details

Filing

Name
0005141729
Source Type
Business Registration
Type
Certificate of Registration
Volume
1958
Volume Type
B
Page Count
2
Start Page
2898
Physical Filing
Yes

Dates

Filing
2014-06-30

0005141729 · 2014-06-30

Other reported details

Business ID
001t000000hjKuIAAU
Filing date
2014-06-30T00:00:00.000
Reported type
Business Registration
Filing type
Certificate of Registration
Volume
1958
Volume type
B
Pages
2
Start page
2898
Physical filing
true
Record timestamp
2026-10-01T00:00:00.000

Names and reported roles

Name
0005141729

Showing 1–13 of 13.

Name history (1)

Business name change

Roles are shown as reported. Agents, officers and principals are not automatically owners.

Business names

Former business name
CONVERGEX EXECUTION SOLUTIONS LLC
New business name
COWEN EXECUTION SERVICES LLC

Parsed registry details

Names

Former
CONVERGEX EXECUTION SOLUTIONS LLC
New
COWEN EXECUTION SERVICES LLC

Dates

Name Change
2017-06-06

COWEN EXECUTION SERVICES LLC · 2017-06-06

Other reported details

Business ID
001t000000hjKuIAAU

Names and reported roles

Business name old
CONVERGEX EXECUTION SOLUTIONS LLC
Business name new
COWEN EXECUTION SERVICES LLC
Name change date
06/06/2017 12:00:00 AM

Showing 1–1 of 1.

Correct or remove this record.

Same registered agent

Secretary of State

BusinessCityTypeFiledStatus
A.B.C. INC.Location not reported, CT · RevokedLocation not reported, CTCorporationJun 30, 1977Revoked
ABCO ENGINEERING CORP.Location not reported, CT · RevokedLocation not reported, CTCorporationDec 16, 1970Revoked
A. B. WOLLE & CO. INC.Location not reported, CT · ForfeitedLocation not reported, CTCorporationJan 30, 1970Forfeited
DUN & BRADSTREET RECEIVABLE MANAGEMENT SERVICES, INC.Location not reported, CT · WithdrawnLocation not reported, CTCorporationNov 15, 1976Withdrawn
ADP NETWORK SERVICES, INC.Location not reported, CT · WithdrawnLocation not reported, CTCorporationJun 29, 1976Withdrawn
AE OF HARTFORD, INC.Location not reported, CT · MergedLocation not reported, CTCorporationJan 29, 1970Merged
A E PROPERTIES, INC.Location not reported, CT · WithdrawnLocation not reported, CTCorporationApr 3, 1975Withdrawn
AFC SECURITIES INC.Location not reported, CT · WithdrawnLocation not reported, CTCorporationDec 26, 1972Withdrawn
AFSC AGENCY, INC.Location not reported, CT · WithdrawnLocation not reported, CTCorporationFeb 24, 1970Withdrawn
A. G. EDWARDS & SONS, INC.Location not reported, CT · WithdrawnLocation not reported, CTCorporationMay 31, 1967Withdrawn

Other companies with COWEN EXECUTION HOLDCO LLC

All filings reporting this name

BusinessCityTypeFiledStatus
Westminster Research Associates LLCLocation not reported, CT · ActiveLocation not reported, CTLLCFeb 16, 2022Active