| SPICER ENERGY II LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 23, 2001 | Cancelled |
| INFOSPACE SALES LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 27, 2001 | Cancelled |
| GRAMERCY GLOBAL RECOVERY FUND LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 30, 2001 | Cancelled |
| GRAMERCY CAPITAL RECOVERY FUND LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 30, 2001 | Cancelled |
| GRAMERCY CAPITAL RECOVERY FUND-A LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Apr 30, 2001 | Revoked |
| GRAMERCY CAPITAL RECOVERY FUND II LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Apr 30, 2001 | Revoked |
| GRAMERCY CAPITAL RECOVERY FUND II-A LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Apr 30, 2001 | Revoked |
| PTRACY LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 30, 2001 | Cancelled |
| JPELICAN LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 30, 2001 | Cancelled |
| PBROW AA LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Apr 30, 2001 | Revoked |
| LNECK AAA LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 30, 2001 | Cancelled |
| KSALVO AAA LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Apr 30, 2001 | Revoked |
| PCOLB AAA LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 30, 2001 | Cancelled |
| WWAA17 L.L.C.Location not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 30, 2001 | Cancelled |
| GRAMERCY EMERGING MARKETS, L.L.C.Location not reported, CT · Withdrawn | Location not reported, CT | LLC | Apr 30, 2001 | Withdrawn |
| WWAA16 L.L.C.Location not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 30, 2001 | Cancelled |
| LR INVESTMENTS L.L.C.Location not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 30, 2001 | Cancelled |
| LMC RECOVERY FUND L.L.C.Location not reported, CT · Revoked | Location not reported, CT | LLC | Apr 30, 2001 | Revoked |
| BRIDGEWATER US TIPS FUND, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | May 3, 2001 | Cancelled |
| MANUFACTURER AND DEALER SERVICES LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | May 7, 2001 | Cancelled |
| GERSON MARKETING SERVICES LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | May 9, 2001 | Revoked |
| CAXTON ASSOCIATES, L.L.C.Location not reported, CT · Cancelled | Location not reported, CT | LLC | May 17, 2001 | Cancelled |
| OXFORD BIOSCIENCE PARTNERS IV LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | May 30, 2001 | Cancelled |
| OBP MANAGEMENT IV LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | May 30, 2001 | Cancelled |
| HELIFLITE SHARES, L.L.C.Location not reported, CT · Cancelled | Location not reported, CT | LLC | Jun 21, 2001 | Cancelled |
| HARTFORD HEDGE FUND MANAGEMENT, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jun 28, 2001 | Cancelled |
| ALL WEATHER PORTFOLIO TRADING, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 6, 2001 | Cancelled |
| ALL WEATHER PORTFOLIO, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 6, 2001 | Cancelled |
| ADVANCED WEB PRODUCTS, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 10, 2001 | Cancelled |
| CLAIBORNE CAPITAL GROUP, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 11, 2001 | Cancelled |
| FABCON OF CONNECTICUT, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 26, 2001 | Cancelled |
| PEQUOT HEALTHCARE VENTURE PARTNERS, L.L.C.Location not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 31, 2001 | Cancelled |
| BARCO VISUAL SOLUTIONS, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Aug 2, 2001 | Cancelled |
| BRIDGEWATER US TIPS TRADING, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Aug 16, 2001 | Cancelled |
| PEQUOT HEALTHCARE VENTURE OFFSHORE PARTNERS, L.L.C.Location not reported, CT · Cancelled | Location not reported, CT | LLC | Aug 29, 2001 | Cancelled |
| CLAIBORNE CAPITAL MANAGEMENT, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Sep 5, 2001 | Cancelled |
| THE IVY GROUP, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Sep 17, 2001 | Revoked |
| STABLEFORD CAPITAL, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Sep 24, 2001 | Revoked |
| MULLIGAN CAPITAL, LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | Sep 24, 2001 | Revoked |
| M AND A JOINT VENTURE LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Sep 25, 2001 | Cancelled |
| DKR QUANTITATIVE STRATEGIES FUND LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Sep 28, 2001 | Cancelled |
| BANC ONE AUTOLEASE LTD.Location not reported, CT · Cancelled | Location not reported, CT | Other | Oct 1, 2001 | Cancelled |
| MAJOR INDOOR SOCCER LEAGUE, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Oct 12, 2001 | Cancelled |
| DOMINION NUCLEAR MARKETING III, L.L.C.Location not reported, CT · Cancelled | Location not reported, CT | LLC | Oct 16, 2001 | Cancelled |
| MOHAWK RIVER FUNDING IV, L.L.C.Location not reported, CT · Cancelled | Location not reported, CT | LLC | Oct 19, 2001 | Cancelled |
| POPULAR FS, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Oct 19, 2001 | Cancelled |
| FABCON EAST, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Oct 19, 2001 | Cancelled |
| DURUS LIFE SCIENCES FUND, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Nov 1, 2001 | Revoked |
| DURUS CAPITAL MANAGEMENT, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Nov 1, 2001 | Cancelled |
| DURUS CAPITAL MANAGEMENT (N.A.), LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Nov 1, 2001 | Cancelled |