| TACTICAL SIGNAL FUND LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | Dec 18, 2003 | Revoked |
| GARNET ACQUISITIONS, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Dec 30, 2003 | Cancelled |
| WESTON-ATLAS PARTNERS LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jan 8, 2004 | Revoked |
| BTR, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jan 27, 2004 | Cancelled |
| JEFFERIES FINANCIAL PRODUCTS, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Feb 13, 2004 | Cancelled |
| ROCKINGHAM CAPITAL ADVISORS LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Feb 13, 2004 | Revoked |
| BASSO MULTI-STRATEGY FUND LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Feb 17, 2004 | Cancelled |
| BASSO GLOBAL CONVERTIBLES FUND LIMITED PARTNERHSIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Feb 17, 2004 | Cancelled |
| MANCHESTER/HEBRON AVENUE, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Feb 18, 2004 | Cancelled |
| MEDIAREACH, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | May 4, 2004 | Revoked |
| WISCASSET LIMITED LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Mar 4, 2004 | Revoked |
| I.PARK WISCASSET LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Mar 4, 2004 | Revoked |
| WISCASSET HOLDINGS LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Mar 4, 2004 | Revoked |
| BAKER'S INN QUALITY BAKED GOODS, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Mar 10, 2004 | Cancelled |
| TAYMIL STONEBRIDGE LLCLocation not reported, CT · Withdrawn | Location not reported, CT | LLC | Mar 18, 2004 | Withdrawn |
| FLEETPLAN LT CORP.Location not reported, CT · Active | Location not reported, CT | Other | Mar 22, 2004 | Active |
| PORSCHE FUNDING I, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Mar 22, 2004 | Cancelled |
| FOREST INVESTMENTS LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Mar 30, 2004 | Cancelled |
| BRIDGEWATER OPTIONS FUND I, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 6, 2004 | Cancelled |
| EATON ROW, L.L.C.Location not reported, CT · Revoked | Location not reported, CT | LLC | Apr 20, 2004 | Revoked |
| 14 MAMARONECK AVENUE REINVESTMENT ASSOCIATES, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | May 6, 2004 | Cancelled |
| 1375 KINGS HIGHWAY / 777 COMMERCE DRIVE ASSOCIATES, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | May 6, 2004 | Cancelled |
| BRIDGEWATER SHORT TERM INVESTMENT FUND I, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | May 21, 2004 | Cancelled |
| D & D PARTNERS LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jun 2, 2004 | Cancelled |
| ICG FINANCIAL LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jun 3, 2004 | Revoked |
| ICG INSURANCE MARKETING, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jun 3, 2004 | Revoked |
| HAMILTON FS, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jun 4, 2004 | Revoked |
| TAURUS STAP SHELTON, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jun 9, 2004 | Cancelled |
| THE SIEGFRIED GROUP, LLPLocation not reported, CT · Active | Location not reported, CT | Partnership | Jun 10, 2004 | Active |
| THE COVENTRY GROUP II LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Jun 14, 2004 | Cancelled |
| STRAND FINANCIAL LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jun 15, 2004 | Cancelled |
| 400 SIXTH AVENUE EQUITIES LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jun 18, 2004 | Revoked |
| CENTRIC MEDICAL COMMUNICATIONS, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jun 21, 2004 | Revoked |
| OUT OF THE NIGHT KITCHEN, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jun 21, 2004 | Revoked |
| CITIUS FUND LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | Jun 23, 2004 | Revoked |
| MANCHESTER PARTNERS, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jul 1, 2004 | Revoked |
| CRICJL LLC, A DELAWARE LIMITED LIABILITY COMPANYLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 8, 2004 | Cancelled |
| VALENITE, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 8, 2004 | Cancelled |
| TAYMIL PARKVIEW LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 12, 2004 | Cancelled |
| TAYMIL BRITANNIA LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 12, 2004 | Cancelled |
| TAYMIL HUNTINGTON COMMONS LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 12, 2004 | Cancelled |
| REDWOOD GROUP FINANCE, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 23, 2004 | Cancelled |
| BRIDGEWATER EQUITY FUND, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 28, 2004 | Cancelled |
| RYAN INDUSTRIAL FUND II, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 28, 2004 | Cancelled |
| REALTY ADVANTAGE LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jul 30, 2004 | Revoked |
| KOP BURR CORNERS OFFICE I LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 30, 2004 | Cancelled |
| PARKWAY PLAZA II LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jul 30, 2004 | Revoked |
| KOP BURR CORNERS OFFICE II LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 30, 2004 | Cancelled |
| GREENFIELD HGG, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Aug 2, 2004 | Cancelled |
| GAP III HOSPITALITY CO - INVESTOR LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Aug 2, 2004 | Cancelled |