| MILFORD COTTON MARKET LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Sep 12, 2008 | Cancelled |
| MERIDEN COTTON MARKET LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Sep 12, 2008 | Cancelled |
| LYZ GLOBAL FUND LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | Sep 16, 2008 | Revoked |
| AYRIE GOLDEN EAGLE STRATEGIC FUND LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Sep 16, 2008 | Cancelled |
| LAMMERGEIER RESEARCH LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Sep 17, 2008 | Revoked |
| GRP HOLDINGS, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Sep 18, 2008 | Revoked |
| THE LAMMERGEIER GLOBAL FUND LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | Sep 18, 2008 | Revoked |
| TSG PARAMOUNT, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Sep 23, 2008 | Cancelled |
| FINSCEL BEO CAPITAL LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Sep 23, 2008 | Revoked |
| BENTON PARTNERS, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Sep 23, 2008 | Cancelled |
| BENTON PARTNERS II, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Sep 23, 2008 | Cancelled |
| APTUIT (KANSAS CITY), LLCLocation not reported, CT · Withdrawn | Location not reported, CT | LLC | Sep 30, 2008 | Withdrawn |
| REED STOKES SMART FUND LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | Oct 9, 2008 | Revoked |
| REED STOKES CAPITAL PARTNERS, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Oct 9, 2008 | Revoked |
| DC NELSON PARTNERS LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | Oct 21, 2008 | Revoked |
| BARBARA ROAD LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Oct 23, 2008 | Cancelled |
| DIETZE PRODUCTS LLCLocation not reported, CT · Active | Location not reported, CT | LLC | Oct 23, 2008 | Active |
| SUN COFFEE ROASTERS LLCLocation not reported, CT · Active | Location not reported, CT | LLC | Nov 3, 2008 | Active |
| FAIRWAY STAMFORD LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Nov 25, 2008 | Revoked |
| SAGECREST FINANCE, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Dec 2, 2008 | Revoked |
| SAGECREST II, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Dec 2, 2008 | Revoked |
| HAM SHORT BIASED FUND, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Dec 2, 2008 | Cancelled |
| COLLEGE ADMISSIONS NETWORK, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Nov 26, 2008 | Revoked |
| DOVER INVESTMENT FUNDS LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Dec 8, 2008 | Cancelled |
| EMERSON CAPITAL GP, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Dec 22, 2008 | Cancelled |
| LS EMERSON CAPITAL, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Dec 22, 2008 | Cancelled |
| EMERSON CAPITAL, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Dec 22, 2008 | Cancelled |
| EMERSON CAPITAL PARTNERS, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Dec 22, 2008 | Cancelled |
| SPEARHEAD CAPITAL, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Dec 23, 2008 | Revoked |
| PRAGMA WEEDEN HOLDINGS LLCLocation not reported, CT · Withdrawn | Location not reported, CT | LLC | Jan 5, 2009 | Withdrawn |
| COLT SECURITY LLCLocation not reported, CT · Withdrawn | Location not reported, CT | LLC | Jan 8, 2009 | Withdrawn |
| GREAT WESTERN CO., LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jan 28, 2009 | Cancelled |
| IRONPEAK NORTHEAST, INC.Location not reported, CT · Active | Location not reported, CT | Corporation | Jan 28, 2009 | Active |
| DOWD CONSULTING LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Feb 2, 2009 | Revoked |
| MERCURY DRAGON FUND LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Feb 5, 2009 | Cancelled |
| MERCURY PICCADILLY PARTNERS LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Feb 5, 2009 | Cancelled |
| ALGONQUIN CREDIT OPPORTUNITY FUND I, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Feb 19, 2009 | Cancelled |
| EHP PARTNERS, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Mar 12, 2009 | Revoked |
| EHP CAPITAL, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Mar 12, 2009 | Revoked |
| UNVOXT, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Mar 17, 2009 | Revoked |
| ROCKET LEARNING PARTNERS, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Mar 19, 2009 | Cancelled |
| THE LITTLE LINEBERRY BAKING COMPANY LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Mar 19, 2009 | Revoked |
| MANATUCK HILL PARTNERS, LLCLocation not reported, CT · Active | Location not reported, CT | LLC | Mar 26, 2009 | Active |
| SUSTAINABLE CENTURY MB, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Mar 27, 2009 | Cancelled |
| FRONTPOINT GDG FUND, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Mar 30, 2009 | Cancelled |
| FRONTPOINT GDG FUND GP, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 2, 2009 | Cancelled |
| FRONTPOINT ONSHORE PARTNERS TRADING FUND, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Apr 8, 2009 | Cancelled |
| FRONTPOINT PARTNERS TRADING FUND GP, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 8, 2009 | Cancelled |
| PLAINFIELD LIQUID STRATEGIES ONSHORE FEEDER FUND LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Apr 14, 2009 | Cancelled |
| XTREME MOBILE ACQUISITION COMPANY, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 13, 2009 | Cancelled |