| MEADOW AIR LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 26, 2000 | Cancelled |
| O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | May 5, 2000 | Cancelled |
| UBS GLOBAL MERGER ARBITRAGE LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | May 5, 2000 | Cancelled |
| STROME ENDEAVOR PARTNERS II, LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | May 12, 2000 | Revoked |
| UBS DYNAMIC TRADING LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | May 15, 2000 | Cancelled |
| SMARTSPREAD.COM, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | May 17, 2000 | Cancelled |
| ICUBATION.COM, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | May 17, 2000 | Cancelled |
| ADMIRALS, LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | May 26, 2000 | Revoked |
| ALPHA EQUITY LEVERAGED MARKET NEUTRAL FUND, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Jun 22, 2000 | Cancelled |
| MONUMENT ADVISORS LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jun 27, 2000 | Revoked |
| BEAR SERVICES, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jul 10, 2000 | Revoked |
| AMARANTH SECURITIES L.L.C.Location not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 20, 2000 | Cancelled |
| AMARANTH L.L.C.Location not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 20, 2000 | Cancelled |
| AHLSTROM WINDSOR LOCKS COGENERATION LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 21, 2000 | Cancelled |
| ARMSTRONG CAPITAL MANAGEMENT, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Aug 4, 2000 | Revoked |
| TRACY LOCKE PARTNERSHIP LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Aug 31, 2000 | Cancelled |
| BASSO PRIVATE OPPORTUNITIES FUND LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Sep 5, 2000 | Cancelled |
| ARMSTRONG MANAGEMENT GROUP, L.L.C.Location not reported, CT · Revoked | Location not reported, CT | LLC | Sep 20, 2000 | Revoked |
| BCPF MANAGEMENT, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Sep 21, 2000 | Cancelled |
| BALLENTINE CAPITAL PARTNERS, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Sep 21, 2000 | Cancelled |
| WEBSCION, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Sep 21, 2000 | Revoked |
| ENSATINA TECHNOLOGIES, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Sep 26, 2000 | Cancelled |
| MANCHESTER MANAGER LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Oct 6, 2000 | Revoked |
| WARD CAPITAL MANAGEMENT LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Oct 4, 2000 | Revoked |
| EBIZ-ENTERPRISES.COM, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Oct 6, 2000 | Revoked |
| EMPIRICA CAPITAL LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Oct 12, 2000 | Cancelled |
| THE ALTERNATIVE INDEX FUND LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | Oct 23, 2000 | Revoked |
| WARD ADVISORS LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Oct 23, 2000 | Revoked |
| THE WALDEN ASSET GROUP, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Nov 13, 2000 | Revoked |
| COBRA MANAGEMENT, L.L.C.Location not reported, CT · Revoked | Location not reported, CT | LLC | Nov 15, 2000 | Revoked |
| AMARANTH TRADING L.L.C.Location not reported, CT · Cancelled | Location not reported, CT | LLC | Nov 20, 2000 | Cancelled |
| WS CAPITAL, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Nov 22, 2000 | Cancelled |
| THE FOUR SEASONS PATRIOT FUND LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | Nov 24, 2000 | Revoked |
| HPSC BRAVO LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Nov 30, 2000 | Cancelled |
| HPSC GLOUCESTER FUNDING 2003-1 LLC IILocation not reported, CT · Cancelled | Location not reported, CT | LLC | Nov 30, 2000 | Cancelled |
| HPSC EQUIPMENT RECEIVABLES 2000 LLC ILocation not reported, CT · Cancelled | Location not reported, CT | LLC | Dec 1, 2000 | Cancelled |
| HPSC EQUIPMENT RECEIVABLES 2000 LLC IILocation not reported, CT · Cancelled | Location not reported, CT | LLC | Dec 1, 2000 | Cancelled |
| ALLEN GLOBAL ADVISORS LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Dec 5, 2000 | Cancelled |
| ALLEN GLOBAL SECURITIES LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Dec 5, 2000 | Cancelled |
| MICHAEL ALLEN (DELAWARE) LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Dec 7, 2000 | Revoked |
| PANORAMIC COMMUNICATIONS LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Dec 7, 2000 | Revoked |
| WALLERSUTTON 2000 L.L.C.Location not reported, CT · Withdrawn | Location not reported, CT | LLC | Dec 7, 2000 | Withdrawn |
| NEXT ECONOMY PARTNERS, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jan 12, 2001 | Revoked |
| CITYVISION, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Dec 11, 2000 | Revoked |
| MONUMENT OBJECTIVE MODEL FUND, LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | Dec 13, 2000 | Revoked |
| ASBURY AUTOMOTIVE TEXAS HOLDINGS L.L.C.Location not reported, CT · Cancelled | Location not reported, CT | LLC | Dec 21, 2000 | Cancelled |
| AMARANTH CAPITAL PARTNERS LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Dec 22, 2000 | Cancelled |
| CARTINE SOLUTIONS LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Feb 26, 2001 | Revoked |
| EMPIRICA KURTOSIS ADVISORS LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Mar 16, 2001 | Cancelled |
| EMPIRICA KURTOSIS MANAGEMENT LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Mar 16, 2001 | Cancelled |