| AMARANTH ADVISORS L.L.C.Location not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 3, 2001 | Cancelled |
| C. BLAIR VENTURE PARTNERS II, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Apr 6, 2001 | Cancelled |
| FIVE-O STAFFING, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | May 1, 2001 | Revoked |
| CHESTNUT RIDGE CAPITAL MANAGEMENT LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | May 11, 2001 | Revoked |
| GORE CREEK INVESTMENTS LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | May 10, 2001 | Cancelled |
| GROUSE MOUNTAIN INVESTMENTS LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | May 10, 2001 | Cancelled |
| FINANCIAL CAPITAL ADVISORS, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | May 15, 2001 | Cancelled |
| BEECH LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jun 19, 2001 | Cancelled |
| CHERRY WOOD LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jun 19, 2001 | Cancelled |
| CAPE MAY LIGHT LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jun 19, 2001 | Revoked |
| VENTURE TELECOM, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jun 20, 2001 | Revoked |
| O'CONNOR GLOBAL ALPHA STRATEGIES (US) LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jun 25, 2001 | Cancelled |
| ALPHA EQUITY INTERNATIONAL 130/30 FUND, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Jun 28, 2001 | Cancelled |
| FOCUS SOFTWARE, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 6, 2001 | Cancelled |
| CPV NEW BRITAIN POWER, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 19, 2001 | Cancelled |
| NORTHEAST AIR CHARTER, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Aug 1, 2001 | Cancelled |
| CCI TECHNOLOGY PARTNERS, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Aug 1, 2001 | Cancelled |
| CCI INTERNATIONAL PARTNERS, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Aug 1, 2001 | Cancelled |
| TRISTAR MANAGEMENT LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Aug 3, 2001 | Cancelled |
| DB MOBILE COMMUNICATIONS LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Aug 8, 2001 | Revoked |
| C. BLAIR VENTURES, L.L.C.Location not reported, CT · Revoked | Location not reported, CT | LLC | Aug 24, 2001 | Revoked |
| QUARK POWER L.L.C.Location not reported, CT · Revoked | Location not reported, CT | LLC | Sep 14, 2001 | Revoked |
| KAILAS CAPITAL, L.L.C.Location not reported, CT · Cancelled | Location not reported, CT | LLC | Sep 19, 2001 | Cancelled |
| THE TISCH FAMILY INTERESTS LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Sep 21, 2001 | Cancelled |
| THE SILVER BIRCH CAPITAL FUND LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | Sep 20, 2001 | Revoked |
| SILVER BIRCH CAPITAL MANAGEMENT LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Sep 20, 2001 | Revoked |
| HAWKSTONE ADVISORS, L.L.C.Location not reported, CT · Cancelled | Location not reported, CT | LLC | Sep 27, 2001 | Cancelled |
| HAWKSTONE FUND, LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | Sep 27, 2001 | Revoked |
| TRINITY FUNDS GLOBAL OPPORTUNITIES, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Oct 25, 2001 | Cancelled |
| SPI SERVISOFT, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Dec 17, 2001 | Cancelled |
| POND & PHEASANT ENTERPRISES, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Nov 9, 2001 | Cancelled |
| LYDIAN CAPITAL ADVISORS L.L.C.Location not reported, CT · Cancelled | Location not reported, CT | LLC | Nov 27, 2001 | Cancelled |
| LYDIAN ASSET MANAGEMENT LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Nov 28, 2001 | Cancelled |
| NATIONAL PROPERTIES ASSOCIATES LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Dec 20, 2001 | Cancelled |
| WINDERMERE MORTGAGE PARTNERS, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Dec 26, 2001 | Cancelled |
| CIRRUS PARTNERS LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Dec 28, 2001 | Cancelled |
| CIRRUS INVESTMENT PARTNERS LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Dec 28, 2001 | Cancelled |
| BLITZEN VENTURES, L.L.C.Location not reported, CT · Revoked | Location not reported, CT | LLC | Dec 31, 2001 | Revoked |
| DKR FIXED INCOME FUND LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Dec 31, 2001 | Cancelled |
| WINDERMERE MANAGEMENT GROUP, L.L.C.Location not reported, CT · Cancelled | Location not reported, CT | LLC | Jan 3, 2002 | Cancelled |
| PINNACLE CAPITAL MANAGEMENT LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jan 7, 2002 | Revoked |
| TCB SPLICING, LLCTrumbull, CT · Active | Trumbull, CT | LLC | Jan 15, 2002 | Active |
| BLUE REEF CAPITAL MANAGEMENT LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jan 28, 2002 | Cancelled |
| BLUE REEF PARTNERS LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Jan 28, 2002 | Cancelled |
| THAYER POND CAPITAL LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jan 31, 2002 | Cancelled |
| THAYER POND PARTNERS LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Jan 31, 2002 | Cancelled |
| HEDGEROW ASSOCIATES, LLCLocation not reported, CT · Active | Location not reported, CT | LLC | Feb 6, 2002 | Active |
| COURSER CAPITAL, L.L.C.Location not reported, CT · Cancelled | Location not reported, CT | LLC | Feb 6, 2002 | Cancelled |
| THE BLACK GOLD FUND LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Feb 8, 2002 | Cancelled |
| ALPHA FINANCIAL SERVICES CONSULTING LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Feb 11, 2002 | Revoked |