| COPERNICUS INTERNATIONAL LONG/SHORT FUND, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Feb 3, 2006 | Cancelled |
| THE MILL ACQUISITION COMPANY LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Mar 9, 2006 | Revoked |
| ARMILLARY GLOBAL PARTNERS, LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | Mar 13, 2006 | Revoked |
| RMG BRAKETTES, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Apr 19, 2006 | Revoked |
| AVIATOR ASSOCIATES, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Apr 27, 2006 | Revoked |
| AVIATOR FUND MANAGEMENT, LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | Apr 28, 2006 | Revoked |
| RMI MORTGAGE LICENSING LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | May 9, 2006 | Cancelled |
| THE LIGHTHOUSE GROUP NEW HAVEN II MANAGEMENT LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | May 18, 2006 | Revoked |
| SEACREST INVESTMENT MANAGEMENT, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jun 6, 2006 | Cancelled |
| UST HEDGE FUND SOLUTIONS EMPLOYEE CO-INVESTMENT FUND, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jun 14, 2006 | Revoked |
| APIS CAPITAL (QP), LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Jun 19, 2006 | Cancelled |
| ROCKWOOD CAPITAL, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 11, 2006 | Cancelled |
| 72 DOMESTIC CREDIT, LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | Jul 17, 2006 | Revoked |
| CRYSTAL CAPITAL FUND MANAGEMENT, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Jul 17, 2006 | Cancelled |
| ALPHA EQUITY MANAGEMENT PARTNERS LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 17, 2006 | Cancelled |
| COPERNICUS HOLDINGS LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 17, 2006 | Cancelled |
| BALYASNY ASSET MANAGEMENT LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Jul 24, 2006 | Cancelled |
| SPCP GROUP LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 26, 2006 | Cancelled |
| SILVER POINT CAPITAL MANAGEMENT, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 25, 2006 | Cancelled |
| SPF CDO I, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 25, 2006 | Cancelled |
| BHL ADVISORS, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Aug 16, 2006 | Revoked |
| CARTBRIDGE CAPITAL LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Sep 19, 2006 | Revoked |
| CARTBRIDGE MANAGEMENT LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Sep 19, 2006 | Revoked |
| CARTBRIDGE PARTNERS LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | Sep 19, 2006 | Revoked |
| BOOMER CAPITAL, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Sep 22, 2006 | Revoked |
| COPERNICUS INTERNATIONAL MARKET NEUTRAL 2X FUND, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Oct 2, 2006 | Cancelled |
| AVIVE TECHNOLOGIES, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Nov 6, 2006 | Revoked |
| SPI AMERICA LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Nov 6, 2006 | Cancelled |
| M-51 LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Nov 15, 2006 | Revoked |
| QUANTIS CAPITAL MANAGEMENT, LLCLocation not reported, CT · Withdrawn | Location not reported, CT | LLC | Nov 14, 2006 | Withdrawn |
| LIMITLESS MOBILE, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Nov 21, 2006 | Cancelled |
| NJL ENTERPRISES CT LLCLocation not reported, CT · Withdrawn | Location not reported, CT | LLC | Nov 22, 2006 | Withdrawn |
| A.S.O. A SECOND OPINION, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Nov 30, 2006 | Revoked |
| GRAPE SOLUTIONS INC.Location not reported, CT · Revoked | Location not reported, CT | Corporation | Dec 5, 2006 | Revoked |
| HOMETOWN COMMERCIAL CAPITAL, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Dec 5, 2006 | Revoked |
| IBEF MANAGER, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Dec 28, 2006 | Revoked |
| VOREGON CAPITAL LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jan 2, 2007 | Cancelled |
| MURPHY MARKETING SERVICES, LLCLocation not reported, CT · Withdrawn | Location not reported, CT | LLC | Jan 17, 2007 | Withdrawn |
| INFERENCE OPPORTUNITY PARTNERS LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | Jan 24, 2007 | Revoked |
| AGGREKO ENERGY RENTALS, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Feb 20, 2007 | Cancelled |
| AVIVE FRANCHISE COMPANY, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Feb 28, 2007 | Revoked |
| BLUESTAR CM LIFE SCIENCES FOCUS FUND LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Mar 1, 2007 | Cancelled |
| STAGG CAPITAL GROUP LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Mar 21, 2007 | Cancelled |
| STAGG CAPITAL PARTNERS LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Mar 21, 2007 | Cancelled |
| M-AURORA EXECUSTAY, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Mar 26, 2007 | Revoked |
| SCHOONER INVESTMENT MANAGEMENT, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 19, 2007 | Cancelled |
| CANAAN HILL CAPITAL PARTNERS, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Apr 20, 2007 | Revoked |
| CANAAN HILL CAPITAL MANAGEMENT, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Apr 20, 2007 | Revoked |
| SCHOONER MARKET NEUTRAL FUND, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Apr 23, 2007 | Cancelled |
| SAFELAWNS AND LANDSCAPES LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | May 4, 2007 | Revoked |