| CANAAN HILL PARTNERS, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | May 7, 2007 | Cancelled |
| CALYPSO CAPITAL MANAGEMENT LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | May 7, 2007 | Cancelled |
| SV SPECIAL SITUATIONS FUND LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | May 18, 2007 | Cancelled |
| PROFOUND BEAUTY LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jun 15, 2007 | Cancelled |
| RMG ICUE TV, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jul 25, 2007 | Revoked |
| SP AFFILIATED INVESTORS MANAGER, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Aug 6, 2007 | Cancelled |
| SP AFFILIATED INVESTORS, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Aug 6, 2007 | Cancelled |
| TWIN PONDS DEVELOPMENT LLCLocation not reported, CT · Withdrawn | Location not reported, CT | LLC | Aug 10, 2007 | Withdrawn |
| D5 ADVISORS LLCStamford, CT · Revoked | Stamford, CT | LLC | Aug 16, 2007 | Revoked |
| ACTIAN CAPITAL MANAGEMENT LIMITED PARTNERSHIPLocation not reported, CT · Revoked | Location not reported, CT | Partnership | Aug 23, 2007 | Revoked |
| HRG AFFILIATES LLCLocation not reported, CT · Withdrawn | Location not reported, CT | LLC | Aug 27, 2007 | Withdrawn |
| XARAF GP LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Sep 13, 2007 | Cancelled |
| GENESIS MERCHANT PARTNERS, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Sep 18, 2007 | Cancelled |
| GENESIS MERCHANT PARTNERS GP LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Sep 24, 2007 | Revoked |
| GTAM SPECIAL REALTY LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Oct 24, 2007 | Cancelled |
| SIGNAL PARTNERS, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Oct 26, 2007 | Revoked |
| WR SELECT FUND, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Oct 26, 2007 | Revoked |
| BRIGHTHEART III, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Nov 2, 2007 | Cancelled |
| INFERENCE CAPITAL LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Nov 5, 2007 | Revoked |
| INFERENCE CAPITAL MANAGEMENT LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Nov 5, 2007 | Revoked |
| SATURN BIOSCIENCES GP, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Nov 9, 2007 | Cancelled |
| SATURN BIOSCIENCES MANAGEMENT, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Nov 9, 2007 | Revoked |
| SATURN BIOSCIENCES, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Nov 13, 2007 | Cancelled |
| DIRECT MEDIA SERVICES, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Dec 11, 2007 | Cancelled |
| SCOTTWOOD CAPITAL MANAGEMENT ADVISORS, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Dec 11, 2007 | Cancelled |
| BEARING CIRCLE PRIVATE, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jan 7, 2008 | Revoked |
| WF FOUR, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jan 8, 2008 | Revoked |
| INNOVATIVE RESOLUTIONS, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Feb 20, 2008 | Cancelled |
| EASTBROOK MANAGER, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Feb 28, 2008 | Revoked |
| SCOTTWOOD CREDIT OPPORTUNITIES FUND, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Mar 19, 2008 | Cancelled |
| 150 WINDSOR LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Apr 2, 2008 | Revoked |
| TFS-CARVILL LLCLocation not reported, CT · Forfeited | Location not reported, CT | LLC | Apr 11, 2008 | Forfeited |
| DESIGNED2LEARN LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 21, 2008 | Cancelled |
| SELENE DISTRIBUTORS LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Apr 23, 2008 | Revoked |
| HORLUXE LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | May 5, 2008 | Revoked |
| PATEL WEISMAN LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | May 13, 2008 | Cancelled |
| OCTOBER, LLCLocation not reported, CT · Active | Location not reported, CT | LLC | Jun 23, 2008 | Active |
| SP SNOOKERS LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Jul 8, 2008 | Cancelled |
| FORMATION TRADING, LIMITED PARTNERSHIPLocation not reported, CT · Cancelled | Location not reported, CT | Partnership | Jul 7, 2008 | Cancelled |
| NORTHBRIDGE (WESTPORT) LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Jul 14, 2008 | Revoked |
| PONTA NEGRA GROUP GP, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Aug 11, 2008 | Revoked |
| LRG/ADMIRAL CAPITAL PARTNERS, LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Aug 28, 2008 | Revoked |
| TERMA-PRAXIS, LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Oct 29, 2008 | Cancelled |
| CATHOLIC HOME LOAN LLCLocation not reported, CT · Revoked | Location not reported, CT | LLC | Nov 13, 2008 | Revoked |
| MILLBRAE ENERGY VII LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Nov 25, 2008 | Cancelled |
| PEREGRINE ADVISORY LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Mar 20, 2009 | Cancelled |
| WR ACTIVE MANAGERS FUND LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 16, 2009 | Cancelled |
| WR FOREIGN CURRENCY FUND LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 16, 2009 | Cancelled |
| WR GLOBAL L/S MANAGEMENT LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 16, 2009 | Cancelled |
| WR ACTIVE MANAGERS MANAGEMENT LLCLocation not reported, CT · Cancelled | Location not reported, CT | LLC | Apr 16, 2009 | Cancelled |